證券管理法

內(nèi)容概要

本書是美國哈佛、耶魯?shù)纫涣鞔髮W(xué)法學(xué)院廣為推崇的證券管理法課程教學(xué)用書，作者均為有淵博理論知識(shí)和豐富實(shí)踐經(jīng)驗(yàn)的著名教授。本書系統(tǒng)地介紹了美國的證券監(jiān)管制度，涵蓋了證券管理法領(lǐng)域法律的、機(jī)構(gòu)的主要內(nèi)容及熱點(diǎn)、難點(diǎn)問題。全書內(nèi)容組織模塊化，獨(dú)立成章，大量問題和難點(diǎn)的提出支持蘇格拉底式的教學(xué)方式。第三版反映了電子信息技術(shù)在證券交易中的新展，重點(diǎn)闡述了內(nèi)幕交易、跨國證券欺詐、豁免交易、公募、二次分銷等問題。

書籍目錄

ContentsPrefaceAcknowledgmentsChapter 1 The Legal and Institutional Framework of Securities RegulationChapter 2 Inquiries in to the Materiality of InformationChapter 3 The Definition of a SecurityChapter 4 The Public OfferingChapter 5 Exempt TransactionsChapter 6 Secondary DistributionsChapter 7 Recapitalizations，Reorganizations，and AcquisitionsChapter 8 Exempt SecuritiesChapter 9 Liability Under the Securities ActChapter 10 The Securities Exchange Act of 1934：Markets and InformationChapter 11 Fraud in Connetion with the Purchase or sale of a SecruityChapter 12 The Enforcement of the Securities LawsChapter 13 The Regulation of Insider TradingChapter 14 Shareholder Voting and Going-Private TransactionsChapter 15 cORporate TakeoversChapter 16 Regulation of the Securities Markets and Broker-DealersChapter 17 The Investment Advisers and Investment Company Acts of 1940Chapter 18 Transnational Fraud and the Reach of U.S.Securities LawsTable of CasesIndex

圖書封面

評論、評分、閱讀與下載

---

    證券管理法 PDF格式下載

---