證券管理法

內容概要

本書是美國哈佛、耶魯等一流大學法學院廣為推崇的證券管理法課程教學用書，作者均為有淵博理論知識和豐富實踐經驗的著名教授。本書系統(tǒng)地介紹了美國的證券監(jiān)管制度，涵蓋了證券管理法領域法律的、機構的主要內容及熱點、難點問題。全書內容組織模塊化，獨立成章，大量問題和難點的提出支持蘇格拉底式的教學方式。第三版反映了電子信息技術在證券交易中的新展，重點闡述了內幕交易、跨國證券欺詐、豁免交易、公募、二次分銷等問題。

書籍目錄

ContentsPrefaceAcknowledgmentsChapter 1 The Legal and Institutional Framework of Securities RegulationChapter 2 Inquiries in to the Materiality of InformationChapter 3 The Definition of a SecurityChapter 4 The Public OfferingChapter 5 Exempt TransactionsChapter 6 Secondary DistributionsChapter 7 Recapitalizations，Reorganizations，and AcquisitionsChapter 8 Exempt SecuritiesChapter 9 Liability Under the Securities ActChapter 10 The Securities Exchange Act of 1934：Markets and InformationChapter 11 Fraud in Connetion with the Purchase or sale of a SecruityChapter 12 The Enforcement of the Securities LawsChapter 13 The Regulation of Insider TradingChapter 14 Shareholder Voting and Going-Private TransactionsChapter 15 cORporate TakeoversChapter 16 Regulation of the Securities Markets and Broker-DealersChapter 17 The Investment Advisers and Investment Company Acts of 1940Chapter 18 Transnational Fraud and the Reach of U.S.Securities LawsTable of CasesIndex

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